Resources

Request a NOBO report by completing our form and emailing it to us. Upon receipt of the signed and authorized request, we will make the list available through our secure web portal.

Access the 2023 Annual Proxy Guide for valuable insights and information needed to support you in the successful planning and execution of your annual meeting.

As the global capital markets have faced a pandemic and an unstable American economy, U.S. broker-dealers have had to prepare for the implementation of the Shareholder Rights Directive II (SRD II) from the European Commission. This whitepaper helps make sense of the updated regulation and examines the impact on U.S. brokers and custodians trading securities in EU markets.

So you've decided to hold your annual meeting online. You have taken all the necessary steps from a regulatory standpoint, but what's next?

This checklist will help you make your virtual annual meeting a success.

For mutual funds, insurers and alternative investments

Proxy voting is one of the most powerful ways shareholders can influence a company’s operations and corporate governance, but it’s not a simple and straightforward process. This ebook offers insights and helpful tips on creating a more customized, efficient and seamless experience to engage with shareholders and encourage them to participate in proxy voting.

A resource for corporate secretaries, investor relations officers and others who are involved in the annual meeting process.

This playbook includes an overview on navigating the complexities of annual meetings. You will also find helpful information and tips in four key areas: planning; building your team; creating a smooth, effective process; and executing your plan to meet corporate objectives.

Financial terminology can be challenging to keep straight, especially in regard to proxy season. Use this glossary to brush up on your investor communications vocabulary, or bookmark it for reference when you come across an unfamiliar term.